000 01908 a2200421 4500
001 1032089806
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008 250312042021GB 60 eng
020 _a9781032089805
037 _bTaylor & Francis
_cGBP 41.99
_fBB
040 _a01
041 _aeng
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100 1 _aAngelique Nadia Sweetman McInnes
245 1 0 _aRegulation of Financial Planning in Australia
_bCurrent Practice, Issues and Empirical Analysis
250 _a1
260 _aOxford
_bRoutledge
_c20210630
300 _a372 p
520 _bThis book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001. The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees. This book makes a very useful reference to understanding financial planning licencing model in Australia.
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