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Regulation of Financial Planning in Australia (Record no. 2583)

MARC details
000 -LEADER
fixed length control field 01908 a2200421 4500
001 - CONTROL NUMBER
control field 1032089806
005 - DATE AND TIME OF LATEST TRANSACTION
control field 20250317100413.0
008 - FIXED-LENGTH DATA ELEMENTS--GENERAL INFORMATION
fixed length control field 250312042021GB 60 eng
020 ## - INTERNATIONAL STANDARD BOOK NUMBER
International Standard Book Number 9781032089805
037 ## - SOURCE OF ACQUISITION
Source of stock number/acquisition Taylor & Francis
Terms of availability GBP 41.99
Form of issue BB
040 ## - CATALOGING SOURCE
Original cataloging agency 01
041 ## - LANGUAGE CODE
Language code of text/sound track or separate title eng
072 7# - SUBJECT CATEGORY CODE
Subject category code KFFL
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Subject category code KFFM
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Subject category code KFCF
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Subject category code KFCM
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Subject category code KFCR
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Subject category code KFFK
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Subject category code KJC
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Subject category code KFFL
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Subject category code KFFM
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Subject category code KFCF
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Subject category code KFCM
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Subject category code KFCR
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Subject category code BUS001000
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Subject category code BUS001010
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Subject category code BUS036000
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Subject category code BUS069000
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072 7# - SUBJECT CATEGORY CODE
Subject category code 346.9409
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100 1# - MAIN ENTRY--PERSONAL NAME
Personal name Angelique Nadia Sweetman McInnes
245 10 - TITLE STATEMENT
Title Regulation of Financial Planning in Australia
Remainder of title Current Practice, Issues and Empirical Analysis
250 ## - EDITION STATEMENT
Edition statement 1
260 ## - PUBLICATION, DISTRIBUTION, ETC.
Place of publication, distribution, etc. Oxford
Name of publisher, distributor, etc. Routledge
Date of publication, distribution, etc. 20210630
300 ## - PHYSICAL DESCRIPTION
Extent 372 p
520 ## - SUMMARY, ETC.
Expansion of summary note This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001. The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees. This book makes a very useful reference to understanding financial planning licencing model in Australia.

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